Fabian Tract No. 210 The Position of Parties and the Right of Dissolution By HAROLD J. LASKI (Reader in Political Science in the University of London) Published and sold by the Fabian Society, 25 Tothill Street, Westminster, S.W. l. March, 1924 PRICE TWOPENCE The Position of Parties and the Right of Dissolution I. THE NEW POLITICAL SITUATION. T T HE classic English constitutional doctrine has always envisaged a government ruling by reason of its majority in the House of Commons. Where, as with Pitt in 1763 and Disraeli in r867, there has been government by a minority, a general election has always, within a brief space, regularised the position by placing a party with a majority in power. For it is the theory of our constitution that the Executive must force a stream of tendency through affairs. Its programme is embodied in Bills ; and rejection <>f an important measure involves, as a necessary consequence, a fresh consultation of electoral opinion. The position is radically different now. The parties returned in the general election of 1923 are, for the moment, distinct both in the principles they maintain, and the leaders to whom they profess allegiance. The Labour Party is in office ; but its members are in number less than one-third of the House. The Conservatives are the largest party ; but as against their opponents they are in a minority of nearly one hundred. The Liberals are barely one- fourth of the legislature. The situation we now occupy is, therefore, one in which the Government cannot pass its Bills save with the consent of one or other of the parties opposed to it. Even its time-table--the root of modern legislative procedure-can be carried only by the goodwill of a notable fragment of the Oppositivns. It is at any moment liable to defeat. It cannot work out a programme in the unambiguous terms of its own principles. All that it can do is either to discover measures upon which consent is general, or else prepare a policy designed regularly to carry with it the more advanced of the Oppositions. Threatened governments doubtless last longer than so difficult an atmosphere mig)l.t seem to warrant. But threatened governments cannot, amid these hazards, ever hope to last the normal life of a modern Parliament. Opposition in debate always engenders, sooner or later, the temper of antagonism. Goodwill might breed co-operation, as the Liberal Unionists co-operated with Lord Salisbury; and co-operation might in its turn, result in absorption. !3ut, in this instance, the conditions ?f co-op~ration are wanting. fhe Labour Government cannot adm1t the L1berals to prior consultation in the making of policy. It can only so design its measures as to seek to maximise Liberal support. From the Conservative 4 party unremitting hostility is inevitable. Liberal goodwill is bound to reach its term once a series of issues is reached upon which the outlook of Labour and Liberalism is opposed. That will entail defeat in the House of Commons. In the normal Parliamentary regime of this country a Prime Minister defeated in the House could do one of two things. He could either, like Pitt in 1793, appeal from the Commons to the electorate, or, like Lord Balfour in 1905, resign and leave the makingof the appeal to his successor. What was fundamental in constitutional theory was that the demand by the Prime Minister from the sovereign of a dissolution was a demand net to be refused. The sovereign might be dubious, as it was rumoured that Edward VII. was dubious over Mr. Asquith's first dissolution of 1910 ; but the two dissolutions of that year, reinforced by the dissolution of 1923, make the right of the Prime Minister who had a majority and has lost it, a right beyond discussion. The King may, as in Bagehot's famous phrase, advise or encourage or warn. In the normal system, it is beyond his power to refuse. It is obvious that the system is much more complex when the Prime Minister is in office without a majority. Any other party in the House would doubtless take office upon the same terms as Mr. MacDonald, and the distribution of strength is relatively so even that none could claim any genuine mandate in the face of opposition. The turning-point in policy obviously comes when the Government has suffered defeat. Does that involve, as in the older majority- system, the right to demand a dissolution ? Does it mean that the King must exercise his discretion and act as he deems best warranted in the interests of the country ? If a general election resulted in a position similar to the present, we might, it is clear, be faced by the prospect of a series of general elections prolonged, at short intervals, until a new equilibrium of parties was reached. It is obvious that there are grave inconveniences in such a prospect. Though it if easy to exaggerate the disturbance a general election entails, it is also obvious that, for example, a period of annual d'issolutions would prevent the carrying out of a great legislative programme and seriously impair, in the result, general confidence in the stability of Parliamentary institutions. It would destroy the possibility of effective administration ; for no minister would be long enough in office either to think out or to apply a largepolicy in detail. It would involve, in a word, Lilliputian politics- and, in an age of social discontent, Lilliputian politics are the high road to disaster. Il. THE INAPPLICABILITY OF PRECEDENT. It is easy, in such a background, to understand why statesmen and learned professors have discovered new splendours in the royalprerogative. Some, like Mr. Asquith, have insisted that the right 5 to refuse a dissolution has never in fact died ; and that the rcsoluticn of the prospect before us is a matter for the unfettered judgment of the King. Others have occupied themselves in the examination of the precedents, and Victorian examples have been cited to prove that Prime Ministers have been well aware in the past of the limit:-under which theii authority was exerted. Mr. Asquith's argument is important and I shall discuss it later in this essa~r. The argument built upon precedent is, it must be insisted, an argument built upon sand. No dissolution has been refused within the mP.mory of living man. The Crown may have objected as Queen Victoria raised doubts upon Mr. Gladstone's dissolution of 1874 ; (1) but, upon pressure by the Prime Minister, the Crown has always given way. The situation, in fact, in which the direct political influence of the sovereign has been replaced bythe direct political influence of public opinion has shifted the whole perspective of events. Hearn's argument, which was based upon Lord Coke's analysis, is no longer adequate. It may be, as Sir Robert Peel said,(2) "a great instrument in the hands of the Crown," which would be " blunted if it were employed without grave neces~ ity." But our situation is not like that of Sir Robert Peel, or of Lord Derby and Mr. Disraeli. We have become accustomed to a sovereign who acts upon the advice of his ministers. That advice may be unpalatable; we know that Edward VII. did not like the admission of an Indian to the Secretary of India's Council,(3) but he was forced, by constitutional convention, to accept that advice. If the King has the right to refuse a dissolution, he has the right, in effect, to dismiss the ministry; and that has not been attemptect since the famous, but mistaken effort of William IV. in 1834.(4) Heam assumed that a dismissal is justified if the incoming minister receives a majority at the general election which follows his accession to office.(5) But that is, in fact, to argue that the King may offer a dissolution to a Prime Minister he likes, and refuse it to one with whom he is dissatisfied. It is obvious that such an attitude would destroy that neutrality of the Crown which is the chief safeguard of its existence. A further point may here be noticed. The King, it may be argued, is not dismissing a ministry when he refuses a dissolution. What he is doing is exercising ),is right to believe that a combination is possible which will retain the confidence of the House of Commons. But in the new orientation of our politics any party in office is bound to be defeated in a short pe:riod ; and this argument is merely the transference of a dissolution from one Prime Minister 2 ( 1) Morky. Life oj ~ta .;tone, 1L Speeches, IV.. 719. ( 8) Murley. 11 Recollections, Il., 190-1. t' 1 fnough Mdbourne seems almost to have i tvit :..I dismissal, An;o.1, Law and Custom of the Constitution, Il. i., 38-9. ( ) Hca1n. Government of England, fP· 157 ff. 6 who has lost the confidence of the House to another in an identical position. This, again, is bound in a critical epoch to bring the neutrality of the Cwwn into the hinterland of suspicion, and no graver disservice could be rendered to it. It has been argued that colonial precedents offer justification for the refusal of a dissolution. Such a view is built upon a misunderstanding of what is involved in the colonial position. The Kirjg is entitled to receive information of all acts and decisions contemplated by the Cabinet and to discuss them with the Prime Minister. The Governor of the colony is, as Professor Keith has pointed out, in a very different position. "The relations of a Governor with his ministers," writes Professor Keith, "are often merely ceremonial and social. There is not in many cases recognised, any general duty of informing the Governor of the affairs of the Dominion, and he is left to judge the policy of the government from thepress."(l) That alone would make colonial precedent inapplicable. But the way in which the discretion of the Governor is exercised is surrounded by special circumstances absent from this country. Save for Canada and South Africa, the refusal of a dissolution has -been of frequent occurrence down to the presenttime. It is an active power which has not yet fallen into abeyance. But it is also, as Professor Keith points out, evidence that the Dominions have, until very recently, been in a condition of comparative political immaturity. And it is vital to note that the exercise of the prerogative has always resulted in direct criticism of the Governor. There have been charges of sinister infiuence,(2) there has been a direct vote of censure,(3) there has been an appealbeyond the Governor to the Secretary of State for the Colonies.(4) Obviously either of the first two circumstances would be serious in the extreme ; \>vhile the impossibility of the third makes it cesirable to retain the Crown rather as a dignified emollient than as a reserve of power. The active agent in making governments must be the electorate of the modern state. Ill. THE PosiTION oF THE CROWN. Mr. Asquith's theory is based upon other considerations. In his discussion of the right to ask for a dissolution, he merely emphasised his belief tl1at it was in the province of the Crown to refuse. But he did not envisage the consequences ot that refusal. Mr. Asquith did not explain the argument upon which his view was based. Possibly he feels that a Ministry without a majority in the House of Commons is not entitled to the same tights as a Ministry ( 1) Impenat Umty and the Dominions. Chap. V. The whol" of th1s valuable chapter is a final commentary of the theory of colonial pr. The certainty that office would be shared in turn by each party would lead to the multiplication of stratagems that the reward might come quickly. The responsibility of Parliament would be greatly hampered. The centre of the struggle would be transferred from the substance of measures to the teclmique of procedure. The knowledge that the King could always find a government would make it certain that Parliament would be careless of the consequences of defeating a Ministry. No method would be more likely to destroy confidence in Parliamentary institutions. The way out of our present difficulties does not lie in the refurbishing of ancient weapons. "I should on no account," writes Mr. Ramsay MacDonald,(1) " leave to the Monarch the dangerous and invidious task of safeguarding the nation against too frequent dissolutions." Theyrender, indeed, small service to the Monarchy who are urgent to that encl. The strength of the Crown in the last two generations has been its insistence upon neutrality. Ministers have never in istecl in vain upon their policy. We have grown unaccustomed to a King who, like George III., sought himself actively to influence the course of affairs. We have even grown unaccustomt'lfl to that atmosphere with which Baron Stockmar sought to invest our institutions. The. ri!:!ht of Ule C~IJ1 is ~. ad.visory .:!.ght <.mJ.y.; the centre of power IS the leader of t e party m office. It IS his duty to consult, and, obviously, where he is dealing with a monarch who has been long at the centre of affairs, who has come to have, by virtue of experience, almost an intuitive sense of the impactof policy. he will be wise to weigh the advice he receives with greater care than any other to which he has access. But there is no moral obligation upon him to accept that advice when weighed. Suppose, for example, that the King is a young man with no experience of affairs, instead of a King to whom every variation of the constitutional theme has become known : obviously, to make the Prime Minister the servant of that inexperience would be a grave and hazardous experiment. Fer the error of Prime Ministers can be punished by the electorate, but the errors of Kings do not admit of so simple a remedy. And since no monarch who is asked to dissolve Parliament can fail to desire advice, the admission of a right to refuse a dissolution will always mean the existence of a ministryexternal to the Cabinet which may well, in a crisis, be the real depository of power. { 1) New L eader, January 4th, 1924. II Our generation is fighting for great issues ; and if the Crown exerted this authority, access to its mind would be a privilege of immense importance. The use of dissolutions in political tactics is fraught with much significance; and to make them dependent upon the Crvwn is to make men fight for that access. We should not only bring the King directly into the politic::.! arena, we should bring into existence factions at the Court whose policies would, sooner or later, bring the Crown into grave disrepute. The salvation of monarchy is its irresponsibility. Its irresponsibility is built upon the assurance that it has surrendered control. To attempt even a contingent resumption of authority would be fatal to the modern equilibrium of constitutional practice. IV. THE EXECUTIVE AND THE LEGISLATURE. The remedy for our difficulties must, therefore, be sought in other directions than the revivification of the prerogative. But properly to seize the perspective of that remedy, it is important to realise what the three party system, with each government in a minority, in fact implies. It is obvious, in the first place, that it means an increased deference to the House of Commons on the part of the government. The Prime Minister can threaten to dissolve ; but no Prime Minister will dissolve unless he has a substantial issue or some solid achievement upon which to go to the country. The first effect, therefore, of the present situation will be the enhanced importance of the private member. Measures will no longer be carried by the inertia of majorities ; they will be much more dependent upon the debating power that is behind them. There will be a much less rigorous use of closure and guillotine and kangaroo to enforce silence whEn the Minister is weary of discussion. The private member will be much more tenacious of his rights because he is much more likely to realise them ; and governments will be more tender of his desires for the simple reason that inattention to the private member is, in the absence of the maj01'ity, exactly the kind of atmosphere that provokes defeat. No minority government, it must be added, can afford to provoke defeat save uponissues which it is tolerably sure are inviting ground for electoral approval. And such issues are not merely rare, but they seldom spring into view in the early days of a new government. If theydo, it is because the new government has broken completely with the traditions of its predecessor and, in that event, the Prime Minister may well think him elf entitled to consult the electorate upon the verdict of the House of Commvns. That is not likely to be the usual course of events. A wise Prime Minister will never inaugurate his tenure of office by searchingthe occasion of defeat. For him the real rocks ahead will be the sudden vote sprung on him in the tactic of party manceuvre, or the event outside which dislocates altogether the . programme he has 12 had in view. The first danger is a very real one. Every government defeat involves a real loss of prestige. It dislocates the pro- gramme of the Administration ar.d puts new vigour into the Opposition's blood. And if the defeat is on a central issue-the second reading of a capital measure or a direct vote of confidence- it obviously entails either resignation or a dissolution of Parliament. No one acquainted with the history of parties will doubt that an attempt will be made to manreuvre defeats whenever possible. That involves, I suggest, a new development in the attitude of a minority government to the vote of the House. It cannot take the snap vote, or the division in Committee, with the same seriousness as a government with a majority. It must look upon amendments with a more friendly eye. It must be more willing to :rield to pressure and less urgent about its prestige. The vote which brings about its downfall must always be a vote upon some issue that is central to its existence.(!) It ought not to survive the defeat of its Budget ; but there is no reason why it should not give way to the House upon an amendment to terminate the Burnham Scale in 1926 rather than in 1925. Its defeats, of course, must, even on minor issues, be sufficiently rare to leave its credit unimpaired. But it may well be one of the minor blessings of a complex situation that the will of the House of Commons is given once more ~ome substance of reality. The problem of the unexpected event raises greater difficulties- It rules out of court, I think, 1\Ir. MacDonald's suggestion that Parliament might conceivably fix a minimum term to its existence, and so prevent a dissolution within that time. The sumem~ ..oi.J.he British system is ll,~ ..elasticity. You can always find the sovereign electorate when you want it. We do not live by the impossible American theory that great events ought not to influence decisions about the holders of power. The ability to dissolve whenever necessary not only makes our politics more interestingthan those of America; it also makes them more educative. English events produce better journalism than American because, even to-day, the opinions of a great newspaper may affect the verdict of the House of Commons. To say that the verdict is not to be challenged until a given period has elapsed will be to impart a dangerous atmosphere of unreality into the proceedings of the House. It would mean constant manreuvring for position as the statutory period approached ; and the mind of the House would be concentrated not upon the substance of measures, but upon the incidents of tactics in a critical time. Nor can we assume that the mind of the country will remain constant in that statutory period. Everything will depend uponthe unforeseeable future and the policy of the government. The ( 1) See on this Mr. MacDonald 's remarks, House of Commons Debateh, 1:ebruary 12th, 192~. I3 Cabinet may agree that, for example, the nationalisation of the mines is, at the moment, undesirable ; and a miners' strike may. even as it takes the decision, force nationalisation upon it. It may come into office when the foreign outlook is dark ; and a series of successes abroad may convince it that it could win a majority for the domestic policy it has not the power to carry out. Obviously it is urgent to retain unimpaired the power to consult the electorate when a refreshment of authority is deemed desirable. The two elections of rgro are proof of the advantage implicit in that power. In each case the authority of the country was sought for a policy that was not in discussion at the previous election. In each case the change effected was momentous Enough to warrant going beyond Parliament to the source of ultimate decision. It would have been disastrous if a rigid constitution had deprived the executive of access to the electorate. Nor is it an answer to say that the executive commanded a majority in the House of Commons, for it was precisely the p1ea that the majority did not voice the opinion of the country which made necessary the reaffirmation of power. It seems clear, therefore, that such a statutory limitation as Mr. MacDonald has suggested is on every count undesirable. The Government, und~r the new dispensation, will be compelled to a new defenmce to the House of Commons. The ties of party will be drawn more "loosely ; and the private member who has something to say will be more likely than in the past to secure attention for what he says. But there lurks in this situation a danger not les!> formidable than the old. It was a misfortune that party development made the legislature the creature of the executive, but it will be still more unfortunate if the new system makes the executive the creature of the legislature. The success of our Parliamentary system has been built upon the ability of the Cabinet to drive a programme through the House of Commons. We have escaped both the fatal division of power between President and Congress in America-a division well illustrated by the position of President Coolidge-and, on the other, that subordination which makes the Swiss Executive simply a body of pre-eminent civil ervants. The maintenance of Cabinet direction is essential to the working of our institutions. For the ambit which is covered by the modern state is too wide to permit of legislative control. The House of Commons can decide principles ; it can voice grievance and secure information ; it still serves as an admirable assembly in which political talent is tested. But 6rs members cannot usefully act as a supernumerary executive. The things to be decided upon must still be selected from without. The focal points of legislation must be submitted to the House of Commons, not created by it. To leave to so numerous a body the task of fitting measures to events is to destroy its I4 coherence and to dissipate its energies. The Executive need not stifle the legislature ; but it is essential that it should control it. Legislative policy must not be some variegated mosaic to which the will of any member who has been successful in the ballot maycontribute its piece. It must not reject now the will of the government and now the will of the combined opposition. It must expressthe will of a unified Cabinet as that will is modified in detail by the impact of debate. Executive policy that has to follow everytwist and turn of the legislative will is emptied of all substance; and a Cabinet which cannot effect its purpose in large outline will sooner or later destroy the quality of administration. For it will turn the mind of the civil service not to the building of creative measure, but t:mld enable the Ministryto use goodwill in a direct way and prevent the policy of wrecking, which is inherent in minority systems. There is no incompatibility between such committees and the classic principle of ministuial responsibility. It needs, of course, the presence of strong Ministers at the head of departments. But it is tolerably clear that minoritygovernments will not survive if they are peopled with weak ministers. ( 1) On tJlc Tl..!h.:ri..!UUUm ffiULh tt...c u~:, L ubi,.U!)Siu.l wid U\..: tound in j-",· :.-.J..h.mt Lowell's P1vtl ServRAI\.1 . Cid . 197. International Labour Or~anisatJon of the Leagueof Nalions. Hy \\\1 ~-S.\NnF.RS, 196. The Hoot of Labour Unrest. l~y :-;IDNEY WrnH . ~d. 11J5. The Scandal of the Poor Law. By ('_ )l J.tOYD. ~d. 194. faxes, Rates and Local Income Tax. fiy BOBLRT Jo:-n:s. D .SC. ~~ 1. 188. 1'\Jational Finance and a Levy on Capital By StnNEY \\ r.nn. 2d . 187. The Teacher in PolitJcs. By SWNEY \\'EOB. 2 • \\'OOLt~. :!<.1 201. The Constitutional Problems of a Co~operative Society. By SID~E\ \\ EBD, lLP. :!d. 203. 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