BRITISH LIBRARY OF POLITICAL AND ECONOMIC SCIENCE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE lO,PORTUGAL STREET, LONDON WC2A 2HD Tel. 01-405 7686 fabian tract 473 socialism and professionalism chapter 1 introduction 1 2 the profess·ions and s·ocial welfare 3 3 the current critique of the professions 10 4 towards a policy for the professions 17 5 the strategy for a new relationship 19 the author: Paul Wilding is currently Senior 'Lecturer in Social Administration at University ·College, Cardiff. In September .1981 he will become Professor of Social Administration at the University of Manchester. His book "Professional Power and Social Welfare" will be published by :Routledge and Kegan Paul later this year. this pamphlet, like all publications of the Fabian Society. represents not the collective view of the Society but only the views of the individual who prepared it. The responsibility of the Society is limited to approving publications it issues as worthy of consideration within the Labour movement. Fabian Society, 11 Dartmouth Street, London SW1 H 9BN. 1 March 1981 ISSN 0307 7535 ISBN 7163 0473 2 1. introduction Socialists have never :been a·ble to make up their minds a:bout ,the professions. Some commentators have seen the rationhows jn substantial measure .the triumph of social work definitions of the problem of delinquency and marks. a si'gnificant transfer of power from magJstraJtes to ~he professionals. It is a tribute to the power and influence of social .workers that the Seebohm COiffimittee was s·et up in 1965 to review the structure and responsihihties df the personal social services. The composition of the Com· mittee is a ,further comment on the success of the social work world in persuading the authorities that ~the issues were such that soci·al work representatives should predominate on the Committee. When 'the Committee reported, the Calbinet's initial reaction was that it was, in Q .ossman's words, "a contemptible repo.rt ". Social •work influence was a ma:jor factor in 1the 'way in which the report was nevertheless translated into the !Local Authority Social Sei"Vices Act 1970. .What is the significance of professional power in policy making and administra· tion? Fi~tly, professional influence means that on many issues -the decisions which are made serve professional interests rather than the public interest. Secondly, it 1eads to services organised according to professional skills and ideas rather than according to client needs. Thirdly. it means that certain elements and interests rwithin the professions are able Conditions in long stay hospitals, the rediscovery of poverty, conditions in old people's homes, homelessness, the slum school-were publicised by the ·respOJ?-Sible profes· sionals, a shameful fa1lure m professJOnal responsibility. In the child care scandals, what came out of many of the inquiries was t~at well intentioned pmfessionals failed m some way or other, even if [or valid reasons, effectively to oarry out t~e1r profe_s~10nal responsi•bilities. They fa1led . to VISit, to liaise to coordinate ; they fa1led to assert their' rights and responsibilities in wayswhich might have better protected those for whom they were responsible. Another .failure in responsibility with which all professions can be charged IS failure to evaluate their knowledge base and the effects of professional action. "We do not know", Horrobin •Wrote in a spasm of professional f·rankness about medicine, " whether most of the thingswhich we do to patients are !better for the welfare of that patient than i.f we had done nothing at all. And on the whole most of us prefer to remain warmly ignorant rather than coldly knowledgeable about the situation" {D F Horrobin, Medical Hubris, op cit). That is true of al'! professions. Doctors, planners, teachers and social workers have all failed-or refused-to monitor the results of their activities in a way which is quite unacceptable in groups claiming a scientific base for their work. A further charge of a di'fferent kind of failure of responsibility to which most professions are open, is that of a se~f centred focus in ·their work. Services or.ganised around professional skills show the power and influence of profess!ona1s in policy making and they also ty of public help deprives ind ividuals and groups of both the incentive and the necessity to provide their own services. That this can be true is scarcely open to debate. The crucial point is the frequency and strength of such changed attitudes in society. Certainly the standing of the professionshas suffered .from the attack on their disa'bling function. It has helped to encourage a critical rather than an accepting attitude towards them, even if erected on a rnagement and a clinical freedom which has clearly reached the level of Jiicence. Another area of discussion when the accountability of the professions is under considera•tion is the nature of the complaints and appeals machinery, its access-ibility to potential and actual complainants and :its efficacy in reso'loving oomplaints. In health, mach:inery eX'ists, but is complex, cumbersome and, as i·t must seem to complainants, !biased ~n favour o.f the pwfessiJona1s (See for example R Klein, Complaints Against Doctors, Knight, 1973: Report of the Committee on Hospital Complaints Procedures, HMSO, 1973 ; Report of the Royal Commission on the NHS, HMSO, 1979, chapter II). Jn educa6on and personal social services such mach'inery scarcely exists .in a formal way. If challen-ged, professionals wi!J declare that their primary accountability is to their individual clients. Secondly, they a:rgue that they are accountable to their ppofessional peers. Neither of those defences w.ill sa·tisfy the enqu'irer who is not positively seeking to be satisfied. There are reaJI, lively and pertinent questions a!bout professional accountabili-tywhich are being asked of all the majorwelfare profesS'ions. Such questions are important in their own r.ight and as part of the br-oader questioning of the place of professions in a more educa·ted consumerist, democratic society concerned a!bout r-i-ghts, effectiveness and efficiency in public expenditure, individual and i6 social development and the nature and exercise of power by groups within society. conclusion The current cri·tique of the professionsis a broad one. At its heart is a concern about power. Apart 1from a small, excitarbte and unrepresentllitive lunatic fringe there is 1ittle desire -to a!bol'ish the professions. What is •increasingly widespread is a desire to re-examine their role and work out a more appropriate rela~i:onship be~ween the professions and society than that wlrich currently exists. 4. towards a policy for the professions The second and third chapters surveyed the nature and extent of the power of cer.tain pwfessi!onal graups in social welfare services and then eX!plored the main lines of the ·current critique o.f the professions. What is clear is that th:e chargeslevelled against .the professions are numerous and serious. They stand accused of using ·their power and influence in policy making and administration to further service developments which serve professional interests r·atber than the public interest. The views oof need and the definitions of problems which theyproclaim as objective and scientific are indicaoted as narrow, partisan and value- laden. Professional power over resources is used, it is suggested, to serve professional interests rather than to fur·ther democratica~lly agreed priorities and plans. The power which professionals exercise over people is often ex:ercised without due process or any effective right of appeall. Professional control orv·er the area o'f prQfessional work perpetuates a particular model of work, a particular type of entrant and a ·type of training determined ·by elitist elements in the professions rather than 'by client need. These results of professional power are not the products of any con~ci•ous evibe considered adequate. Of the profess·i·onal welfare services~hea'lth, education, planning and personal social ser·vices-'onJythe NHS has ·a lf.ormal complaints system. As Wa1S rpointed out ea:rlier, i•ts vari·ous elements bave been thor.oughlly examined in ·recent years-'l!nid ,f·ound sadly wanting. The system us compleJQ and the procedures are 1engthy •wh'ile tits scope at the level of .general tpPaotice is res•tricted to 'breaches ·Of •contract, •so exduding from consideraVion matny ,oJf the ·i·ssues which most worry patients. a complaints procedure What is needed is .a simple, accessible, info11mal system if.or deahing 'Wiith complaints, 'including complaints •ll!bout the exercise .of professional and clin:ica•l judgment, tin all services. 'It would deal with complaints ~bout the nature of the service ·offered ·as we11 as .appeahs agains·t refusa:l ,Qif service. Each Area Hell!lth Authority, Loca:l Education Authority, Social Services Comm'ittee and Pl,a•nning Committee could estalblish such a 'bodywith a panel of members tfrom which paPticu1ar aippeal :committees w·ould be constituted. The chaii1persons ·of such committees should be laymen with some know·ledge df the •field. The relevant profession ·should he Tetpresented but l·ay representati'Ves should be lin a majoPity to counterbal,ance the natural deference shown by laymen to pr.afesstonals. Experience has •shown that appeal systems which do n·ot pr.o'Vide Tep:resentation for appellants are unsati\9factory so some guarantee ·df tep·resentation would 'be necessary. Such a system would need to .be supported by in:formal condliation machlinery w1thin deparbments which s·ought to sauisfy ·comp:laiinants so !that they felt the need >to invol'Ve the formal machineryonly 'in exceptional circumstances. 11here would also need to he a .broadening of the 'terms of reference ·of the Par!'i.amenbll! ry Commisslroner for Administration, the Health Service Commissioner and the Local Omlbudsmen so that they •could both take direct complaJints 'from rpeople with grjevances, move beyond narrow issues ·otf madadministration and examine complaints against the ex•ercise o:f c'linica'l judgment. There ·is no sati'sfactory easy way of inf.orming .people about :theJir rights of complaint and appeal because, !for most people, occasions .of complaint are rare. A •relatiomshi.p of partnersh1p between professi•onals and clients should lead to a greater acceptance of the >laity's right to complain while at the same time making f.or the easier reso'lution of diffi cuUies through d.iscussi.on lilt ad hoc participative 'insVitutlions. But the principle of a Tight 00' compJ.aint and .appea'l is impor·tant. It is recog~nised and expressedwitth relucance 1n the present protective maze which suProunds iprofessi·onal servliiCes. That maze does nothing t-o help a constructive relationship between professiona~ s and those •who use their services. A third development which could contritbutte .to the new relatli•onship between the professions and society is the establishment ·of .a :body such as ·a ParNameD'tary Select .or Stand1ing Committee for the 'Professions, or some k'ind .of permanen! t Council f or the P.rdfessi•ons. Rudolph K·lein hatS suggested the need for such a ibody on a number 'Of occasions. The aim would he for a Jbody of appropriate memlbershlip, wi'th a laymaj-ority and necessary staff, regularly to coHect and 1pub!ish mater.i.al about chosen aspects of rpr.ofess1ionaJ organisation and prad~i.ce such as compla'ints and atppealls procedures, methods df monitoring standards ·of work, how the .professional ·associ.ati.ons :Were exerdsing their various powers and TesponsibiliVies. Such a body could subject prOO'ess'j.onal organisa'tiollis and practiiCes to lthe kind of l2 cr-itical and pointed ques1ioning which they so easily escape at the moment. It might, •£or example, ca:rry •OU!t a regularreview ·of each ma~jor social welfare profession 'looking at the patterns md relevance of tra:ining and educa'rion, the degree of flex1ljihty in adapting to new needs, nts readiness to accept research findings, its effidiency and effectiveness and the extent ·af con~umer satis'faction or d.issat!is£acti.on with •the service being provided. If •government ijS to attempt t-o work out a policy f.or the prafessionsthere ns clearly a need 1for some kind of publlic '0'1' parliamentary body -to .oversee such a !policy. A Select or Standing Committee would root the issue firmly in the politiCaJl field whi•ch •is where 11t needs to be located. A fourth development wbiich is a prerequisite olf a new model df pr.ofessiona1 work ~s a new attitude by government to the professions. Governments have been over deferenti>a:l in •recen!t decades to profess.iooa1 daims ·~o expertise, •independence and authority. Di>scuss'ion with profess·1onal bodlies has an many occ~i'ons approximated far too close'ly to negotiation. Governments need to accept aga:in the legitimacy df poli·tical authority and control •and the dulbious and illegitimate nature of the pleas of ·interested parties of aU ·kinds ·for spedia:l privileges. Government and 1esser politlica'l and managerialbodies are o£ten excess.ively relucbant to ~sert the legitimacy .of :their authori'ty. The Committee of Inqui•ry into Normans- field Hospital t'aclcle'd .this issue of the re'lationsbiip between pr.ofessional and politicaJ authority head on. " Health authorities", it concludes, "have a right, and indeed a duty, Ito s.tipulate, if they fee1 >it necessary, rthe pattern of life that they wlish to provide in the hospitals .f.or which they are ·respons'ible (this parlticularly applies to long stay hospitais) ; and it •is equaUy their duty to take disciplinary >acti·on agaJinst any employee who de'liber'aJtely lthwar.ts thek !intentions . . . They should not ·a.1!ow themselves to be confused, s1iU less stopped ·in their tracks, by the use af such terms as 'dinica'l responsibility' " (Report of the Committee of Inquiry into Normansfield Hospital, HMSO 1978, Omnd 7387). A>gainst profess.ional daiims--:imp'licit m exphcit-thM their obedience is to some higher au~hority, •pollibildians and managers can ·asser.t !their .own obedience tto the democratic will af the people med'iated th•rough .Parlliament or the processes of l·ocai government. They can, and should, take to heart the v.ie~ expressed lby •the TayJor Cornmilt:tee ·on the justification£or lay involvement in ·~11 aspects of •the hfe of the school. "A school", the Committee pointed out (and they could have saJid the same -of a health service, ·a personal s·ocial serv·ices department ·or a planning depa·rtment) " it not >an end in itself ; ,it is •an institution set up and financed by society to achieve cer.tain dbjectives which so.oiety regards as desirable" '(A New Partnership for Our Schools, HMSO, 1977). That statement is a complete justificartlion ifor the asser.tion of poliJtica:l 'and managerial •authority over prdfessional spediall pleading. asserting politi·cal authority Government needs to .take the .offensive ·against the prafesSI.i.ons md pulblioise some df the arguments albou>t failures of professional responsibihity, neg:lect of people's .rights, the relrutionship between pr.ofessiona1 cl-aims and achievements, the rather tarnlished nature •of the se.rv.ice ideal, the way 'in which pwfeSSiionalsrefuse to accept accountability to •anyone except their peers. Too dfiten the professwns a'fe al[owed to escape the kind of dose questioning 'to which governments should expose them. The professions have no monopoly ,df wisdom about priorities or service organisaJtJion and no inherent •right >to set their own term~ ·of work. These things need to :be sa!id-and governments >are undu1y reluctanrt: to saythem. Whi1e asser.ting the 'primary ·df poJ.i1!ioa1l authority goverment should al>so encourage the pr.ofessions to set their own house in order. Prafessj.ona;! self ·regula· ti.on can make a contribu'llion to maJintaining the standards ·df professiona1 WO'l'k but sadly no prafession has shown anythill'g 'but the most lukewaJrm ·interest in monitoring and maintaining the standard of work of 1ts members. ·Professi.onal sel1f audiit could con1Jiibute to a new relationship !between prdfession and s·ocietythrough inducing a new professional! self ·consciousness a:bout resources used and the distdbuti·onal ·implications of the decisions made and 'aibout the need .for cooperation Wlith ·other pmfessliona'is if dient needs are not to be neglected. Self audit shows a serious commitment ·to impr·oving and maintaining standard~ of work. Onil.y professional bodies can audit some aspects of rp·rofessi·onal ·work. Government should encourage the pr.ofessional bodies to see thaJt the ·standingof 'the pr·ofession depends on the qua:li:tyof its members' work and 1that al·l its mernbers---lll.nd the publlic-sotand ·to ga:inby the 'l"eview ·of performance from which pr;ofessionals have too aong :been immune. In the United States 1the Pwfessiona·l Standards Rev.iew Or.ganisaotions proVJide a p·otentia:l model :for •a system •o'f self audit in medicine and other fields. There 'i•s a Nat:ionall ,Professional Review Council which :ha:s Vlic policy " (D Bel:!, The Coming of Post Industrial Society, Basic Books, 1973). Enough has, however, hopefully le, 1947). If the professions are to be genuinelysocialised, •society ,jltself has got ·to change r.adicaUy but it is cer-tainly pos•si•IYle t'o begin 'that pr.ocess of genuine s·ociadisation here and now. recent fabian pamphlets research series 331 Chris Ralph334 Carl Wilms Wright 336 Christopher Parsons 337 Robin Cook, Dan Smith 338 Alan Fox 340 Deepak La! 341 Tom Sheriff 342 David Scott Bell 343 J. Goode, D. Roy, A. Sedgewick 344 A F~bian group345 David Taylor346 Robert Taylor 347 David Sa'in!!bury The picket and bhe law 60pTransnational corporations 75pFinance for development or survival ? 75pWhat future in NATO ? 75pSocialism and shop floor power 60pPoverty, power and prejudice 75pA deindustrialised Britain ? 60pEurocommunism 80pEnergy policy : a reappraisal 80pCan tenants run housing ? 70pIndia: : the politics of change 75pThe crisis of American l~bour 70pGovernment and industry 80p tracts 451 Dianne Hayter453 Nicholas Falk 455 David Watkins 457 Tom Crowe, John H . 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H. S. Crossman and others New FaJbian Essays cased £1.75 Brian Abel-Smith and others Socialism and affluence paper £0.60 Peter Townsend and others The fifth social service paper £2.50 George Cunningham ( ed) Britain and the world in the 1970s cased £3.00 socialism and professionalism The values of socialists and of the public generally are roften incompatible with those of professional groups. In this pamphlet Paul Wilding examines the autonomy enjoyed by professionals in the social welfare field-teachers, doctors, planners and social workers-and the conflicts that arise when that autonomy, based ·on a narrow expertise, is used to influence policy in the essential political areas of resource allocation between groups, policy defini•tion and direction and the power over individuals both within and outside ;of •institutions. These conflicts are increasingly pertinent to society as a whole as public demands for the accountability of institutions, organisations and groups grows. The aurthor concludes by putting forward proposals for a partnership strategy for laity and professionals. fabian society The Fabian Society exists to further socialist education and research. It Is affiliated to the 'Labour Party, both nationally and locally, and embraces all shades of socialist opinion within its ranks -left, right and centre. Since 1884 the Fabian Society has enrolled thoughtful socialists who are prepared to discuss the essential questions of democratic socialism and relate them to practical plans for building socialism in a changing world. Beyond this the Society has no collective policy. It puts forward no resolutions of a political character. The Society's members are active in their Labour parties, trade unions and co-operatives. They are representative of the labour movement, practical people concerned to study and discuss problems that matter. The Society is organised nationally and locally. The national Society, directed by an elected Executive Committee, publishes pamphlets and holds schools and conferences of many kinds. local Societies-there are one hundred of them-are self governing and are lively centres of discussion and also undertake research. March 1981 Cover design by Dick Leadbetter Printed by Civic •Press Limited (TU) , Civic Street, Glasgow G4 9RH ISBN 7163 0473 12 ISSN 0307 7535